James McCourt (CRD# 5693141) is an Investment Advisor Representative working at Independent Financial Group, LLC in Delafield, WI and has over 13 years of experience in the finance industry. James McCourt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 170
Mutual Of Omaha Investor Services, Inc.
CRD# 6289332
Annex Wealth Management, LLC
CRD# 6834039
Francis LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group | Delafield, WI | Jan 2020 - Current | 4 |
| Sagepoint Financial, Inc. | Delafield, WI | Aug 2016 - Jan 2020 | 3 |
| Milwaukee Sting Vbc | N54 W13901 Wooddale Drive, WI | Nov 2009 - Jul 2017 | 7 |
| Harbour Investments Inc. | Madison, WI | Nov 2010 - Aug 2016 | 5 |
| E Retirement Consulting | Menomonee Falls, WI | Nov 2010 - Jul 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2010 |
- WI
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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