Jay Frank (CRD# 1583024) is an Investment Advisor Representative working at Wealthspire Advisors in Delafield, WI and has over 37 years of experience in the finance industry. Jay Frank has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6289332
Annex Wealth Management, LLC
CRD# 6834039
Francis LLC
CRD# 4659590
Global View Capital Management LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealthspire Advisors | Delafield, WI | May 2015 - Current | 8 |
| Wealthspire Capital, LLC | Delafield, WI | Oct 2015 - Jun 2020 | 4 |
| Lake Country Wealth Management | Delafield, WI | Apr 2014 - Apr 2015 | 1 |
| Next Financial Group | Dealfield, WI | Oct 2010 - Apr 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1987 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2004 |
- WI
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Total Assets Under Management18,872MILLIONS
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Total Number of Accounts7,156ACCOUNTS
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Average Account Value$2,637,281
- A percentage of assets under your management
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