Frederick YankeeCRD Number: 1217333
Current Firm: Investacorp Advisory Services Inc.
Frederick Yankee (CRD# 1217333) is an Investment Advisor Representative working at Investacorp Advisory Services Inc. in Delray Beach, FL and has over 33 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Tobias Financial Advisors
|Investacorp Advisory Services, Inc.||Miami Lakes, FL||Aug 1995 - Current||22|
|Investacorp, Inc.||Miami Lakes, FL||Jan 1991 - Current||26|
|Time Financial Service||Delray, FL||May 1985 - Current||32|
|A.l. Williams||West Palm Beach, FL||Apr 1980 - Current||37|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,606MILLIONS
Total Number of Accounts6,229ACCOUNTS
Average Account Value$257,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV