Brian Stark, financial advisor Denver CO
81 score

Brian Stark

CRD Number: 4605676
Current Firm: Cetera Investment Advisers LLC

Brian Stark (CRD# 4605676) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Denver, CO and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Triumph Capital Management Denver, CO Feb 2016 - Current < 1
Summit Financial Group Inc. Denver, CO Oct 2015 - Current 1
Cetera Investment, LLC Denver, CO Sep 2015 - Current 1
Summit Brokerage Services Denver, CO Aug 2015 - Current 1
Jp Turner & Co Capital Management LLC Denver, CO May 2015 - Aug 2015 < 1
J.p. Turner & Company, LLC Denver, CO May 2012 - Aug 2015 3
Axa Advisors, LLC New York, NY Apr 2003 - May 2012 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Brian T. Stark
Phone Number: 888-528-2987
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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