Christopher Semrod, financial advisor Denver CO

Christopher Semrod

CRD Number: 2682885
Current Firm: Semrod Capital LLC

Christopher Semrod (CRD# 2682885) is an Investment Advisor Representative working at Semrod Capital LLC in Denver, CO and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Semrod Capital LLC Denver, CO Dec 2018 - Current 5
Strategic Wealth Planning Denver, CO Dec 2016 - Current 7
Richfield Orion Castle Rock, CO Oct 2016 - Dec 2016 < 1
Unemployed Denver, CO Dec 2015 - Oct 2016 < 1
Waddell And Reed Denver, CO Nov 2015 - Nov 2015 < 1
Unemployed Denver, CO Jun 2015 - Nov 2015 < 1
Bank Of America, Na Santa Fe, NM Sep 2011 - Jun 2015 3
Merrill Lynch Santa Fe, NM Jul 2011 - Jun 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2009
S66 NASAA Uniform Combined State Law Examination Sep 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Christopher L. Semrod
Phone Number: 415-446-8581
Registered State(s):
  • CO
Current Firm Details
Semrod Capital LLC
Firm's CRD Number: 300011
By the Numbers
  • Total Assets Under Management
    14
    MILLIONS
  • Total Number of Accounts
    28
    ACCOUNTS
  • Average Account Value
    $507,733
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CO

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