David MannaioniCRD Number: 3009569
Current Firm: Waddell & Reed
David Mannaioni (CRD# 3009569) is an Investment Advisor Representative working at Waddell & Reed in Denver, CO and has over 16 years of experience in the finance industry. David Mannaioni has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ewealth Consulting, LLC
Anthony Capital, LLC
|College For Financial Planning||Centennial, CO||Jun 2014 - Current||2|
|Waddell & Reed, Inc.||Denver, CO||Mar 2013 - Current||3|
|Various Insurance Carriers For W&r Insurance Agencies||Centennial, CO||Mar 2013 - Current||3|
|Success By Design, LLC||Centennial, CO||Aug 2005 - Current||11|
|Colonial Life||Centennial, CO||May 2011 - Jun 2014||3|
|Transamerica Financial Advisors||Greenwood Village, CO||Apr 2012 - Mar 2013||< 1|
|World Financial Group||Colorado Springs, CO||Jul 2010 - Apr 2012||1|
|Investment Advisor International||Greenwood Village, CO||Sep 2010 - Dec 2010||< 1|
|World Group Securities||Greenwood, CO||Aug 2010 - Dec 2010||< 1|
|Colorado Tech.||Colorago Springs, CO||May 2009 - Aug 2010||1|
|Colonial||Colorado Springs, CO||May 2008 - Aug 2010||2|
|New England Life Insurance Co||Colorado Springs, CO||Jun 2006 - Jul 2010||4|
|New England Securities||Boston, MA||Jun 2006 - Jul 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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