Rebecca Neils (CRD# 4187848) is an Investment Advisor Representative working at Ratio Wealth Group LLC in Denver, CO and has over 21 years of experience in the finance industry. Rebecca Neils has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5267609
Lpl Financial LLC
CRD# 4503842
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Schwab Private Client Investment Advisory, Inc. | Lone Tree, CO | Jan 2012 - Current | 12 |
| Charles Schwab & Company, Inc. | Lone Tree, CO | May 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2002 |
- CA
- CO
- IL
- LA
- MT
- NV
- NH
- PA
- TX
- VA
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Total Assets Under Management577MILLIONS
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Total Number of Accounts1,030ACCOUNTS
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Average Account Value$560,382
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, FL, IL, LA, MT, NH, NV, PA, TX, VA
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