Urja Shah (CRD# 5713515) is an Investment Advisor Representative working at Citizens Securities, Inc. in Denville, NJ and has over 14 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Citizens Securities, Inc. | Succasunna, NJ | Aug 2022 - Current | 1 |
| Cetera Investment Advisers LLC | Succasunna, NJ | Dec 2017 - Aug 2022 | 4 |
| Cetera Investment Services LLC | St. Cloud, MN | Dec 2017 - Aug 2022 | 4 |
| Investors Bank | Succasunna, NJ | Jan 2017 - Aug 2022 | 5 |
| Invest Financial Corp | Tampa, FL | Jan 2017 - Dec 2017 | < 1 |
| Santander Securities LLC | Guaynabo, PR | Sep 2012 - Jan 2017 | 4 |
| Sovereign Bank | Denville, NJ | Apr 2005 - Jan 2017 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- DE
- FL
- NJ
- NY
- PA
- SC
- TX
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Total Assets Under Management7,314MILLIONS
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Total Number of Accounts47,222ACCOUNTS
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Average Account Value$154,888
- A percentage of assets under your management
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