Daniel Alberth, financial advisor Des Plaines IL
86 score

Daniel Alberth

CRD Number: 3005947
Current Firm: Athena Advisor Services, LLC

Daniel Alberth (CRD# 3005947) is an Investment Advisor Representative working at Athena Advisor Services, LLC in Des Plaines, IL and has over 16 years of experience in the finance industry. Daniel Alberth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Jul 2013 - Current 3
Athena Advisor Services, LLC Des Plaines, IL May 2011 - Current 5
Lpl Financial LLC Barrington, IL May 2011 - Aug 2013 2
Aitken Associates Barrington, IL May 2011 - Mar 2012 < 1
Partners Wealth Management Naperville, IL Jul 2003 - Apr 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2000
S65 NASAA Investment Advisors Law Examination Nov 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Daniel M. Alberth
Phone Number: 847-898-9040
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    37
    MILLIONS
  • Total Number of Accounts
    486
    ACCOUNTS
  • Average Account Value
    $76,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL, TX

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BADGES
86

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