Fu LinCRD Number: 4594080
Current Firm: Mml Investors Services, LLC
Fu Lin (CRD# 4594080) is an Investment Advisor Representative working at Mml Investors Services, LLC in Diamond Bar, CA and has over 13 years of experience in the finance industry.
Jst Investment Consulting
Penniall & Associates
Asset Planning, Inc.
|Mml Investors Services, LLC||Diamond Bar, CA||Jun 2016 - Current||< 1|
|Massmutual Life Insurance Company||Diamond Bar, CA||Apr 2016 - Current||1|
|Securities America Inc.||Diamond Bar, CA||Apr 2013 - Apr 2016||3|
|Securities America Advisors||Diamond Bar, CA||Apr 2013 - Apr 2016||3|
|Merrill Lynch||Pomona, CA||Jan 2012 - Apr 2013||1|
|Bank Of America N.a.||Pomona, CA||Jan 2012 - Apr 2013||1|
|Chase Investment Services Corp.||Hacienda Hts., CA||Aug 2010 - Jan 2012||1|
|Ing Financial Partners, Inc.||San Gabriel, CA||Dec 2009 - Aug 2010||< 1|
|Unemployed||Rancho Cucamonga, CA||Sep 2009 - Nov 2009||< 1|
|Cathay Bank||City Of Industry, CA||Mar 2009 - Sep 2009||< 1|
|Primevest Financial Services, Inc.||St. Cloud, MO||Mar 2009 - Sep 2009||< 1|
|Unemployed||Rancho Cucamonga, CA||Nov 2008 - Feb 2009||< 1|
|Merrill Lynch||Brea, CA||Sep 2007 - Oct 2008||1|
|Bank Of The West||West Covina, CA||May 2007 - Aug 2007||< 1|
|Bancwest Investment Services||West Covina, CA||May 2007 - Aug 2007||< 1|
|Uvest Financial Services Group, Inc.||Charlotte, NC||Aug 2005 - May 2007||1|
|East West Bank||Rowland Heights, CA||Apr 2004 - May 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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