Roger Sloan, financial advisor Dillon SC
96 score

Roger Sloan

CRD Number: 3149746
Current Firm: H.d. Vest Advisory Services, Inc.

Roger Sloan (CRD# 3149746) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Dillon, SC and has over 17 years of experience in the finance industry. Roger Sloan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
H.d.vest Insurance Agency Irving, TX Feb 2014 - Current 2
H.d. Vest Advisory Services Dillon, SC May 2004 - Current 12
H.d. Vest Investment Services Dillon, SC Aug 2000 - Current 16
National Planning Corporation Camden, SC Apr 1999 - Current 17
Sloan Tax & Accounting, P.a. Dillon, SC Aug 1993 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
Contact Info for Roger M. Sloan
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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