Stephen Story, financial advisor Douglas GA
38 score

Stephen Story

CRD Number: 2002474
Current Firm: Summit Financial Group Inc.

Stephen Story (CRD# 2002474) is an Investment Advisor Representative working at Summit Financial Group Inc. in Douglas, GA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Summit Financial Group Douglas, GA Aug 2014 - Current 2
Summit Brokerage Services Douglas, GA Aug 2014 - Current 2
Self Employed Insurance Sales Agent Douglas, GA Jun 2002 - Current 14
Cantella & Co Inc. Boston, MA Sep 2003 - Aug 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1990
S65 NASAA Investment Advisors Law Examination Jun 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Stephen R. Story
Phone Number: 561-338-2600
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
38

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