Anna NelisCRD Number: 5390594
Current Firm: Northwestern Mutual Investment Services,llc
Anna Nelis (CRD# 5390594) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Downers Grove, IL and has over 9 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Ryan Kramer||Downers Grove, IL||Jun 2015 - Current||2|
|Northwestern Mutual Investment Services, LLC||Downers Grove, IL||Nov 2012 - Current||5|
|James Effner, Jr.||Downers Grove, IL||Nov 2012 - May 2015||2|
|Tom Goris||Skokie, IL||Jun 2012 - Nov 2012||< 1|
|Northwestern Mutual Investment Services, LLC||Skokie, IL||Jul 2008 - Nov 2012||4|
|Harry Hoopis||Skokie, IL||Aug 2010 - May 2012||1|
|James Connelly||Skokie, IL||Dec 2009 - Aug 2010||< 1|
|Derek Peterson||Skokie, IL||Jul 2008 - Aug 2010||2|
|Kenneth A. Fox||Skokie, IL||Jul 2007 - Aug 2010||3|
|Kenneth A. Fox||Skokie, IL||Jul 2007 - Jul 2008||1|
|Spa Bleu||West Dundee, IL||Nov 2007 - Mar 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2009|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
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