Anna Nelis, financial advisor Downers Grove IL
81 score

Anna Nelis

CRD Number: 5390594
Current Firm: Northwestern Mutual Investment Services,llc

Anna Nelis (CRD# 5390594) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Downers Grove, IL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Ryan Kramer Downers Grove, IL Jun 2015 - Current 1
Northwestern Mutual Investment Services, LLC Downers Grove, IL Nov 2012 - Current 4
James Effner, Jr. Downers Grove, IL Nov 2012 - May 2015 2
Tom Goris Skokie, IL Jun 2012 - Nov 2012 < 1
Northwestern Mutual Investment Services, LLC Skokie, IL Jul 2008 - Nov 2012 4
Harry Hoopis Skokie, IL Aug 2010 - May 2012 1
James Connelly Skokie, IL Dec 2009 - Aug 2010 < 1
Derek Peterson Skokie, IL Jul 2008 - Aug 2010 2
Kenneth A. Fox Skokie, IL Jul 2007 - Aug 2010 3
Kenneth A. Fox Skokie, IL Jul 2007 - Jul 2008 1
Spa Bleu West Dundee, IL Nov 2007 - Mar 2008 < 1
Kloiber Jewelers Milwaukee, WI Mar 2006 - Jun 2007 1
Marquette University Milwaukee, WI Aug 2003 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2009
S66 NASAA Uniform Combined State Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Anna K. Nelis
Phone Number: 866-664-7737
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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