Maureen James (CRD# 2969852) is an Investment Advisor Representative working at Apollon Financial, LLC in Downers Grove, IL and has over 11 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Apollon Financial, LLC | Downers Grove, IL | Jun 2022 - Current | 1 |
| Lpl Financial LLC | Downers Grove, IL | Aug 2015 - Current | 8 |
| Self-employed | Naperville, IL | Jan 2001 - Current | 23 |
| Highpoint Advisor Group Dba Vertex Planning Partners, LLC | Downers Grove, IL | Nov 2016 - Jun 2022 | 5 |
| Highpoint Advisor Group, LLC | Downers Grove, IL | Oct 2015 - Nov 2016 | 1 |
| Northwestern Mutual Investment Services, LLC | Oak Brook, IL | Jan 2015 - Aug 2015 | < 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2015 - Aug 2015 | < 1 |
| Theodore Sangalis | Oak Brook, IL | Dec 2014 - Jan 2015 | < 1 |
| Lpl Financial LLC | Naperville, IL | Dec 2011 - Nov 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2012 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2015 |
- IL
-
Total Assets Under Management482MILLIONS
-
Total Number of Accounts927ACCOUNTS
-
Average Account Value$520,301
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IL, IN, MI, NC, NJ, NY, OH, SC, TX, VA, WI
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