Michael Neft (CRD# 345660) is an Investment Advisor Representative working at Duke And Duke Wealth Management LLC in Doylestown, PA and has over 35 years of experience in the finance industry.
CRD# 1209183
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5910056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4640928
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Duke And Duke Wealth Management LLC | Doylestown, PA | Aug 2017 - Current | 6 |
| Secure Retirement Strategies | Doylestown, PA | Feb 2013 - Current | 11 |
| Nyse Disciplinary Hearing Board | Doylestown, PA | Aug 2006 - Current | 17 |
| Finra Arbitrator | Doylestown, PA | Sep 1991 - Current | 32 |
| Retirement Wealth Advisors | Doylestown, PA | Apr 2016 - Aug 2017 | 1 |
| Srs Wealth Management, LLC | Doylestown, PA | May 2015 - Aug 2017 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1989 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- PA
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Total Assets Under Management33MILLIONS
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Total Number of Accounts208ACCOUNTS
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Average Account Value$160,978
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
NJ, PA
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