William ChalmersCRD Number: 1018071
Current Firm: Raymond James Financial Services Advisors, Inc.
William Chalmers (CRD# 1018071) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Dubuque, IA and has over 36 years of experience in the finance industry. William Chalmers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Voya Financial Advisors, Inc.
Steele Capital Management, Inc.
Investments By Design, Inc.
|Investment Oversight Avisory Commission For City Of Debuque||Dubuque, IA||Jun 2009 - Current||8|
|Raymond James Financial Services Advisors, Inc.||Dubuque, IA||Jan 2009 - Current||8|
|Chalmers & Eaton Investment||Dubuque, IA||Nov 2007 - Current||10|
|Bradley Management||Dubuque, IA||Nov 2006 - Current||11|
|Raymond James Financial Services, Inc.||Dubuque, IA||Aug 1986 - Current||31|
|Chalmers Investment||Dubuque, IA||Nov 2007 - Jul 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1981|
|S65||NASAA Investment Advisors Law Examination||Dec 1999|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV