Allen Swenson (CRD# 6920131) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in Duluth, MN and has over 6 years of experience in the finance industry.
CRD# 5369842
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 820126
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 720773
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Transamerica Retirement Solutions | Denver, CO | Nov 2017 - Current | 6 |
Transamerica Investors Securities Corporation | Denver, CO | Mar 2017 - Current | 7 |
Transamerica Investors Securities Corporation | St. Paul, MN | Jun 2017 - Nov 2017 | < 1 |
Energy Pilates Fitness Yoga | Woodbury, MN | May 2014 - Nov 2017 | 3 |
The Marshall | Minneapolis, MN | Feb 2016 - May 2017 | 1 |
University Of Minnesota | Minneapolis, MN | Aug 2013 - May 2017 | 3 |
Transamerica Investors Securities Corporation | St. Paul, MN | May 2016 - Aug 2016 | < 1 |
Evolv Health | Woodbury, MN | Jul 2015 - Sep 2015 | < 1 |
Jamba Juice | Minneapolis, MN | May 2014 - Jul 2014 | < 1 |
Bun Mi Sandwiches | Minneapolis, MN | May 2014 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 2018 |
S65 | NASAA Investment Advisors Law Examination | Jun 2018 |
- MN
-
Total Assets Under Management12,680MILLIONS
-
Total Number of Accounts160,403ACCOUNTS
-
Average Account Value$79,051
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.