Alvin Nyquist, financial advisor Duluth MN
93 score

Alvin Nyquist

CRD Number: 1185119
Current Firm: Ubs Financial Services Inc.

Alvin Nyquist (CRD# 1185119) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Duluth, MN and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Minneapolis, MN Dec 2008 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth, MN Jun 1985 - Dec 2008 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1983
S65 NASAA Investment Advisors Law Examination Nov 1994
Contact Info for Alvin S. Nyquist
Phone Number: 201-352-3000
Registered State(s):
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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