Dennis Latham, financial advisor Easley SC

Dennis Latham

CRD Number: 2891207
Current Firm: Raymond James Financial Services Advisors, Inc.

Dennis Latham (CRD# 2891207) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Easley, SC and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Latham Financial Easley, SC Jul 2018 - Current 5
Raymond James Financial Services,inc Easley, SC Nov 2017 - Current 6
Raymond James Financial Services Advisors Inc. Easley, SC Nov 2017 - Current 6
Pinnacle Financial Partners Easley, SC Apr 2016 - Current 8
A-g Investments, LLC Easley, SC Oct 2004 - Current 19
Palmetto Capital Group Piedmont, SC May 2003 - Current 21
Lpl Financial LLC Easley, SC Apr 2016 - Nov 2017 1
Bank Of North Carolina Easley, SC Apr 2016 - Nov 2017 1
American Independent Securities Group, LLC Eagle, ID Jul 2010 - Apr 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Dennis L. Latham
Phone Number: 727-567-3020
Registered State(s):
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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