David Caldwell (CRD# 6454144) is an Investment Advisor Representative working at Harvest Capital Assets, LLC in East Amherst, NY and has over 5 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Harvest Capital Assets, LLC | Lockport, NY | May 2019 - Current | 5 |
| Harvest Capital Assets | Lockport, NY | Jun 2015 - Current | 8 |
| State Farm | Niagara Falls, NY | Nov 2013 - Jun 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2018 |
- NY
-
Total Assets Under Management58MILLIONS
-
Total Number of Accounts294ACCOUNTS
-
Average Account Value$197,279
- A percentage of assets under your management
- Other
- Portfolio management for individuals and/or small businesses
FL, NC, NY, SC
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