David Frederick, financial advisor East Freedom PA
93 score

David Frederick

CRD Number: 1179062
Current Firm: Cetera Advisors LLC

David Frederick (CRD# 1179062) is an Investment Advisor Representative working at Cetera Advisors LLC in East Freedom, PA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Denver, CO Jan 2013 - Current 3
Planning By The Book, Inc. Newry, PA Sep 1996 - Current 20
Harkins Investment Solutions, Inc. Newry, PA Sep 1996 - Current 20
Multi-financial Securities Corporation Denver, CO Feb 2012 - Dec 2012 < 1
Multi-financial Securities Corporation Denver, CO Feb 2012 - Dec 2012 < 1
Pacific West Securities, Inc. Renton, WA Feb 2008 - Feb 2012 4
Pacific West Financial Consultants, Inc. Renton, WA Feb 2008 - Feb 2012 4
Spire Securities, LLC Mclean, VA Nov 2007 - Feb 2008 < 1
Spire Wealth Management Mclean, VA Nov 2007 - Feb 2008 < 1
Cambridge Investment Research, Inc. Fairfield, IA Nov 2005 - Nov 2007 2
Legacy Advisors, LLC Mclean, VA Nov 2005 - Nov 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
Contact Info for David R. Frederick
Phone Number: 800-929-3485
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    9,424
    MILLIONS
  • Total Number of Accounts
    47,356
    ACCOUNTS
  • Average Account Value
    $199,001
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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