Anna Case (CRD# 7297553) is an Investment Advisor Representative working at Founders Capital Management, LLC in East Hartford, CT and has 1 year of experience in the finance industry. Anna Case has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
CRD# 2756063
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Founders Capital Management, LLC | East Hartford, CT | Feb 2022 - Current | 2 |
| Morgan Stanley & Company LLC | Purchase, NY | Oct 2020 - Feb 2022 | 1 |
| Macquarie Capital (usa) Inc. | New York, NY | Jul 2019 - Oct 2021 | 2 |
| Colgate University | Hamilton, NY | Sep 2015 - May 2019 | 3 |
| Macquarie Capital (usa) Inc. | New York, NY | Jun 2018 - Jul 2018 | < 1 |
| Kamp Kohut | Oxford, ME | Jun 2017 - Aug 2017 | < 1 |
| Full Time Student | Hamilton, NY | Jan 2012 - May 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2022 |
- CT
- TX
-
Total Assets Under Management694MILLIONS
-
Total Number of Accounts477ACCOUNTS
-
Average Account Value$1,454,530
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CT, FL, MA, NH, NY, TX, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.