Marc Theien (CRD# 2823651) is an Investment Advisor Representative working at Midwestern Securities Trading Company,llc in East Peoria, IL and has over 27 years of experience in the finance industry.
CRD# 4746685
Rp Zeigler Investment Services
CRD# 1047258
Robert W. Baird & Company Incorporated
CRD# 3039582
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Harvard State Bank | Harvard, IL | Apr 2021 - Current | 3 |
| Midwestern Securities Trading Company LLC | East Peoria, IL | Aug 2018 - Current | 5 |
| Northwest Bank Of Rockford | Rockford, IL | Aug 2016 - Apr 2021 | 4 |
| Cetera Investment Advisers LLC | Rockford, IL | Aug 2016 - Jul 2018 | 1 |
| Cetera Investment Services LLC | St.cloud, MN | Aug 2016 - Jul 2018 | 1 |
| Metlife Securities Inc. | Rockford, IL | Aug 2015 - Aug 2016 | 1 |
| Unemployed | Rockford, IL | Jun 2015 - Aug 2015 | < 1 |
| Associated Investment Services | Dekalb, IL | May 2013 - Jun 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1996 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2007 |
- AL
- IL
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Total Assets Under Management1,263MILLIONS
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Total Number of Accounts8,452ACCOUNTS
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Average Account Value$149,433
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, FL, GA, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, NC, NE, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV
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