Christopher Sabosik, financial advisor Easton PA
83 score

Christopher Sabosik

CRD Number: 4434618
Current Firm: Santander Securities

Christopher Sabosik (CRD# 4434618) is an Investment Advisor Representative working at Santander Securities in Easton, PA and has over 15 years of experience in the finance industry.

Similar Advisors
John Middleton, financial advisor Easton PA
John P. Middleton
CRD# 2267593
Brighton Financial Planning
Score
105
Similar Advisors
Charles Steege, financial advisor Easton PA
Charles F. Steege
CRD# 1364360
Sfg Investment Advisors, Inc.
Score
101
Similar Advisors
Daniel Benster, financial advisor Easton PA
Daniel M. Benster
CRD# 2525690
Janney Montgomery Scott LLC
Score
100
Company Name Location Dates Years
Santander Securities LLC San Juan, PR May 2016 - Current < 1
Santander Bank Na Easton, PA May 2016 - Current < 1
Lpl Financial, LLC Center Valley, PA Apr 2013 - May 2016 3
Us Financial Advisors Center Valley, PA Apr 2013 - May 2016 3
Ameriprise Financial Services, Inc. Center Valley, PA Aug 2008 - Apr 2013 4
Ameriprise Financial Services, Inc. Center Valley, PA May 2008 - Jun 2008 < 1
Wachovia Securities, LLC Summit, NJ Dec 2003 - Jun 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
S65 NASAA Investment Advisors Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Christopher S. Sabosik
Phone Number: 787-759-5378
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    556
    MILLIONS
  • Total Number of Accounts
    3,432
    ACCOUNTS
  • Average Account Value
    $162,047
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.