Thomas Lord (CRD# 4550000) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Eatontown, NJ and has over 21 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 2130640
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Mar 2024 - Current | < 1 |
| Rockdale Financial Services | Eatontown, NJ | Mar 2021 - Current | 3 |
| Cetera Advisors LLC | St. Cloud, MN | Mar 2021 - Current | 3 |
| Wells Fargo Clearing Services, LLC | Oakhurst, NJ | Jun 2019 - Mar 2021 | 1 |
| Wells Fargo Bank, Na | Oakhurst, NJ | Jun 2019 - Mar 2021 | 1 |
| Aaa Mid-atlantic | Eatontown, NJ | Apr 2018 - Jun 2019 | 1 |
| Auto Lenders | Toms River, NJ | Oct 2017 - Apr 2018 | < 1 |
| Fidelity Brokerage Services LLC | Shrewsbury, NJ | Jun 2015 - Oct 2017 | 2 |
| Unemployed | Forked River, NJ | Mar 2015 - Jun 2015 | < 1 |
| Glendenning Mortgage Corporation | Toms River, NJ | Aug 2014 - Feb 2015 | < 1 |
| Cetera Advisors LLC | Denver, CO | Jan 2013 - Jul 2014 | 1 |
| Rockdale Associates, Inc. | Ocean, NJ | Aug 2003 - Jul 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2015 |
- NJ
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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