Ka Lee (CRD# 2565709) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Edison, NJ and has over 29 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Apex Consulting Services | Avon, IN | Nov 2021 - Current | 2 |
| Transamerica Financial Advisors, Inc. | Edison, NJ | Jan 2012 - Current | 12 |
| World Financial Group, Inc. | Edison, NJ | Jun 2001 - Current | 22 |
| Green Dragon Wood Products Company | Hong Kong, | Jan 2002 - May 2020 | 18 |
| Principal Life Insurance | Des Moines, IA | Mar 2003 - Apr 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1994 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2022 |
- NJ
- NY
- TX
-
Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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