Ethan Sartain (CRD# 7310301) is an Investment Advisor Representative working at Alight Financial Advisors, LLC in Charlotte, NC and has over 3 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Alight Financial Solutions | Lincolnshire, IL | Feb 2022 - Current | 2 |
Jpmorgan Chase Bank, N.a. | Edmond, OK | Oct 2020 - Feb 2022 | 1 |
J.p. Morgan Securities LLC | Edmond, OK | Oct 2020 - Feb 2022 | 1 |
Unemployed | Oklahoma City, OK | Sep 2020 - Sep 2020 | < 1 |
Sandhills Bank | North Myrtle Beach, SC | Sep 2015 - Aug 2020 | 4 |
Unemployed | North Myrtle Beach, SC | Aug 2015 - Aug 2015 | < 1 |
Jpmorgan Chase Bank, N.a. | Oklahoma City, OK | Nov 2014 - Jul 2015 | < 1 |
Yp LLC | Oklahoma City, OK | Dec 2012 - Nov 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2021 |
S65 | NASAA Investment Advisors Law Examination | Jan 2023 |
- NC
- OK
-
Total Assets Under Management32,132MILLIONS
-
Total Number of Accounts228,318ACCOUNTS
-
Average Account Value$140,734
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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