Thomas Decaprio (CRD# 2644227) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in Egg Harbor Township, NJ and has over 24 years of experience in the finance industry.
CRD# 2226733
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2545436
Lpl Financial LLC
CRD# 2708056
Wells Fargo Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Investors Securities Corporation | Egg Harbor Township, NJ | Mar 2024 - Current | < 1 |
| Transamerica Life Insurance Company | Egg Harbor Township, NJ | Mar 2024 - Current | < 1 |
| Unemployed | Egg Harbor Township, NJ | Apr 2023 - Mar 2024 | < 1 |
| Wells Fargo Clearing Services, LLC | Red Bank, NJ | Nov 2016 - Apr 2023 | 6 |
| Wells Fargo Advisors LLC | Red Bank, NJ | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management12,680MILLIONS
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Total Number of Accounts160,403ACCOUNTS
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Average Account Value$79,051
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
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