Wing-yin Kong, financial advisor El Cerrito CA
89 score

Wing-yin Kong

CRD Number: 6126267
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wing-yin Kong (CRD# 6126267) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Cerrito, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. El Cerrito, CA Jul 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Cerrito, CA Jul 2015 - Current 1
Ubs Financial Services Inc. San Francisco, CA Oct 2012 - Jun 2015 2
Language World Services San Francisco, CA Apr 2012 - Oct 2012 < 1
Open Door Capital San Francisco, CA Nov 2011 - Mar 2012 < 1
Transperfect San Francisco, CA Oct 2011 - Nov 2011 < 1
Unemployed San Francisco, CA Dec 2010 - Sep 2011 < 1
Fortis Wealth Management Hong Kong, Nov 2006 - Nov 2010 4
Norman Kong Securities Hong Kong, Aug 2003 - Oct 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Wing-yin E. Kong
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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