Victor De La RosaCRD Number: 5116443
Current Firm: Wells Fargo Clearing Services, LLC
Victor De La Rosa (CRD# 5116443) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in El Paso, TX and has over 8 years of experience in the finance industry.
Securities America Advisors, Inc.
Lpl Financial LLC
Kestra Advisory Services, LLC
|Wells Fargo Clearing Services, LLC||El Paso, TX||Nov 2016 - Current||5|
|Wells Fargo Advisors, LLC||El Paso, TX||Oct 2013 - Nov 2016||3|
|Morgan Stanley Smith Barney||El Paso, TX||Feb 2006 - Oct 2013||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management647,796MILLIONS
Total Number of Accounts1,477,661ACCOUNTS
Average Account Value$438,393
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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