Hemant Kathuria, financial advisor El Segundo CA
83 score

Hemant Kathuria

CRD Number: 5380092
Current Firm: Euro Pacific Capital, Inc.

Hemant Kathuria (CRD# 5380092) is an Investment Advisor Representative working at Euro Pacific Capital, Inc. in El Segundo, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Digital Offering LLC Newport Beach, CA Apr 2014 - Current 2
Euro Pacific Capital, Inc. Los Angeles, CA May 2008 - Current 8
Euro Pacific Capital, Inc. Newport Beach, CA Jul 2007 - May 2008 < 1
Eagle Fabrics Carson, CA Jan 1991 - Apr 2007 16
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Hemant Kathuria
Phone Number: 800-727-7922
Firm Website: http://www.europac.com
Registered State(s):
  • CA
  • TX
  • LA
  • NE
  • NH
By the Numbers
  • Total Assets Under Management
    540
    MILLIONS
  • Total Number of Accounts
    2,441
    ACCOUNTS
  • Average Account Value
    $221,062
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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