Hemant KathuriaCRD Number: 5380092
Current Firm: Euro Pacific Capital, Inc.
Hemant Kathuria (CRD# 5380092) is an Investment Advisor Representative working at Euro Pacific Capital, Inc. in El Segundo, CA and has over 9 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Digital Offering LLC||Newport Beach, CA||Apr 2014 - Current||2|
|Euro Pacific Capital, Inc.||Los Angeles, CA||May 2008 - Current||8|
|Euro Pacific Capital, Inc.||Newport Beach, CA||Jul 2007 - May 2008||< 1|
|Eagle Fabrics||Carson, CA||Jan 1991 - Apr 2007||16|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management540MILLIONS
Total Number of Accounts2,441ACCOUNTS
Average Account Value$221,062
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV