Luis Gutierrez (CRD# 6201979) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in El Segundo, CA and has over 6 years of experience in the finance industry.
CRD# 2505282
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4700969
Western International Securities
CRD# 6139451
Lincoln Financial Advisors Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Rbc Capital Markets LLC | El Segunda, CA | Aug 2021 - Current | 2 |
Ubs Financial Services Inc. | Los Angeles, CA | May 2021 - Aug 2021 | < 1 |
Rbc Capital Markets, LLC | Los Angeles, CA | Sep 2018 - May 2021 | 2 |
Map Strategic Wealth Advisors | Los Angeles, CA | Dec 2017 - Jul 2018 | < 1 |
Capital Group | Irvine, CA | Mar 2015 - Dec 2017 | 2 |
Unemployed | Los Angeles, CA | Jan 2015 - Mar 2015 | < 1 |
Ubs | Los Angeles, CA | Jan 2014 - Dec 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Feb 2018 |
S63 | Uniform Securities State Law Examination | Nov 2018 |
- CA
-
Total Assets Under Management201,264MILLIONS
-
Total Number of Accounts451,404ACCOUNTS
-
Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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