Roger Conde
CRD Number: 2477484
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both
Roger Conde (CRD# 2477484)
We help those who are seeking independent financial advice/guidance or those looking to take the first step to building a financial plan. Today retirement means something different. It’s not like before, what is the saying “it’s not your grandfathers, retirement”. First, people are living longer than ever before. So retirement means something different to everyone. Aside from money, you need to plan for how you will structure your day and how you will maintain healthy habits. We are here to help our clients see things in a different way. We focus on core values and real conversations to guide us through the investment process. The process is designed to be driven by what is most important to you first and foremost.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Mar 2022 - Current | 2 |
Cambridge Investment Research, Inc. | Fairfield, IA | Mar 2022 - Current | 2 |
Founders Financial Securities, LLC | Towson, MD | Oct 2019 - Mar 2022 | 2 |
Jlife Wealth Management | El Segundo, CA | May 2019 - Mar 2022 | 2 |
First Allied Securities Inc. | San Diego, CA | Jul 2013 - Oct 2019 | 6 |
First Allied Advisory Services, Inc. | Chesterfield, MO | Jul 2013 - Oct 2019 | 6 |
Pacific Retirement Advisors, Inc. | El Segundo, CA | Oct 2005 - Oct 2019 | 14 |
Ira Wealth Management | El Segundo, CA | Jan 2014 - May 2019 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 1994 |
S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
-
Total Assets Under Management82,428MILLIONS
-
Total Number of Accounts461,370ACCOUNTS
-
Average Account Value$178,659
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
nvestment advisory services provided by First Allied Advisory Services, registered investment advisor company. Roger Conde is a Registered Representative offering securities through First Allied Securities, Inc., a registered Broker/Dealer and member FINRA/SIPC. CA Insurance License # 0B57717.
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.