Timothy Tarpening (CRD# 1711007) is an Investment Advisor Representative working at Pacific Income Advisers Inc. in El Segundo, CA and has over 36 years of experience in the finance industry.
CRD# 2619073
Wedbush Securities Inc.
CRD# 1343922
Virtue Capital Management, LLC
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pacific Income Advisers, Inc. | El Segundo, CA | Nov 1993 - Current | 30 |
| Syndicated Capital, Inc. | Santa Monica, CA | Nov 1993 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1987 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- CO
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Total Assets Under Management1,963MILLIONS
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Total Number of Accounts2,433ACCOUNTS
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Average Account Value$806,780
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
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