Tu Niem (CRD# 2893044) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Elk Grove, CA and has over 13 years of experience in the finance industry.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Musarubra Us, LLC | Plano, TX | Oct 2023 - Current | < 1 |
| World Financial Group | Elk Grove, CA | May 2023 - Current | 1 |
| Team Triumph Holdings Inc. | Elk Grove, CA | Feb 2021 - Current | 3 |
| Niem Holdings Llc D/b/a Poke Ichii | Sacramento, CA | Nov 2019 - Current | 4 |
| Triumph Partner Holdings, Inc D.b.a. Far East Cafe | Sacramento, CA | Mar 2018 - Current | 6 |
| Heartland Institute Of Financial Education College Coaching Prog | Greenwood Village, CO | Jul 2017 - Current | 6 |
| Transamerica Financial Advisors, Inc. | Elk Grove, CA | Apr 2015 - Current | 9 |
| Crowdstrike Holdings Inc. | Sunnyvaile, CA | May 2023 - Sep 2023 | < 1 |
| Musarubra Us, LLC | Newport Beach, CA | Dec 2021 - Apr 2023 | 1 |
| Mcafee LLC | Santa Clara, CA | Jun 2017 - Dec 2021 | 4 |
| Intel Corporation | Folsom, CA | Jul 2015 - May 2017 | 1 |
| Mcafee, Inc. | Mission Viejo, CA | Oct 2013 - Jul 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2010 |
| S65 | NASAA Investment Advisors Law Examination | May 2011 |
- CA
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Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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