Scott Kaplan (CRD# 6725576) is an Investment Advisor Representative working at Avantax Advisory Services in Elk Grove Village, IL and has over 7 years of experience in the finance industry.
CRD# 4973788
Polen Capital Management, LLC
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William Blair & Company LLC
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Nuveen Asset Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Advisory Services | Elk Grove Village, IL | Oct 2019 - Current | 4 |
| Avantax Investment Services, Inc. | Elk Grove Village, IL | Oct 2019 - Current | 4 |
| Avantax Insurance Services, Inc. | Elk Grove Village, IL | Jan 2017 - Current | 7 |
| Porte Brown LLC | Elk Grove Village, IL | Jan 2015 - Current | 9 |
| Porte Brown LLC | Elk Grove Village, IL | Dec 2014 - Nov 2022 | 7 |
| 1st Global Capital Corp | Elk Grove Village, IL | Jan 2017 - Oct 2019 | 2 |
| 1st Global Advisors, Inc. | Elk Grove Village, IL | Jan 2017 - Oct 2019 | 2 |
| Brown Kaplan & Liss LLP | Evanston, IL | Dec 1984 - Nov 2014 | 29 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2016 |
- IL
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Total Assets Under Management41,696MILLIONS
-
Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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