Steve Montgomery (CRD# 4919043) is an Investment Advisor Representative working at Legion Private Wealth Management in Ellensburg, WA and has over 18 years of experience in the finance industry.
CRD# 2883618
Commonwealth Financial Network
CRD# 6531942
Edward Jones
CRD# 4636828
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Legion Capital Management | Ellensburg, WA | Jun 2022 - Current | 1 |
| Financial Advocates Investment Management | Ellensburg, WA | Sep 2020 - Current | 3 |
| Legion Insurance Group | Ellensburg, WA | Nov 2016 - Current | 7 |
| Family Heritage | Cleveland, OH | Apr 2015 - Apr 2020 | 5 |
| Comfort Systems Usa | Redmond, WA | Jan 2014 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2005 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
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WA
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