James Sweet (CRD# 6202653) is an Investment Advisor Representative working at Court Place Advisors LLC in Ellicott City, MD and has over 9 years of experience in the finance industry. James Sweet has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4092356
David Wealth Management, LLC
CRD# 2247685
Equitable Advisors, LLC
CRD# 2185673
Cornerstone Advisory
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Court Place Advisors, LLC | Ellicott City, MD | Oct 2019 - Current | 4 |
| Td Ameritrade, Inc. | Washington, DC | Jun 2017 - Oct 2019 | 2 |
| T Rowe Price | Owings Mills, MD | May 2013 - May 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2015 |
- MD
- PA
- VA
-
Total Assets Under Management378MILLIONS
-
Total Number of Accounts315ACCOUNTS
-
Average Account Value$1,198,805
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, MD, NH, PA, TX, VA
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