James Day, financial advisor Elyria OH
96 score

James Day

CRD Number: 1092122
Current Firm: Cambridge Investment Research Advisors, Inc.

James Day (CRD# 1092122) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Elyria, OH and has over 32 years of experience in the finance industry. James Day has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Feb 2010 - Current 6
Day Professional Services, LLC Delaware, OH Sep 1999 - Current 17
James H Day Sole Prop Delaware, OH Mar 1984 - Current 32
H. Beck, Inc. Rockville, MD Jan 2010 - Feb 2010 < 1
Fsc Agency Inc. Delaware, OH Nov 1998 - Dec 2009 11
Fsc Securities Corporation Delaware, OH Nov 1996 - Dec 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
Contact Info for James H. Day
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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