James DayCRD Number: 1092122
Current Firm: Cambridge Investment Research Advisors, Inc.
James Day (CRD# 1092122) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Elyria, OH and has over 33 years of experience in the finance industry. James Day has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Strategic Wealth Partners, Ltd.
Michael Brady & Company, LLC
Liberty Partners Capital Management, LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Feb 2010 - Current||7|
|Day Professional Services, LLC||Delaware, OH||Sep 1999 - Current||17|
|James H Day Sole Prop||Delaware, OH||Mar 1984 - Current||32|
|H. Beck, Inc.||Rockville, MD||Jan 2010 - Feb 2010||< 1|
|Fsc Agency Inc.||Delaware, OH||Nov 1998 - Dec 2009||11|
|Fsc Securities Corporation||Delaware, OH||Nov 1996 - Dec 2009||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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