James Baker, financial advisor Emmaus PA
93 score

James Baker

CRD Number: 1368612
Current Firm: Raymond James Financial Services Advisors, Inc.

James Baker (CRD# 1368612) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Emmaus, PA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Pulmonary Power Harvesting Company, LLC Harrisville, NH Oct 2010 - Current 6
Raymond James Financial Services Advisors, Inc. Emmaus, PA Jan 2009 - Current 7
Assoc. Director Non-profit Organization Allentown, PA Sep 2005 - Current 11
Raymond James Financial Services, Inc. Emmaus, PA Jan 1990 - Current 26
Director Non-profit Organization Old Zionsville, PA Sep 2005 - Apr 2007 1
Emmaus Main St. Prog. Emmaus, PA Apr 2004 - Apr 2007 3
Lehigh County Cous. District Allentown, PA Dec 2003 - Apr 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
S65 NASAA Investment Advisors Law Examination May 2000
Contact Info for James R. Baker
Phone Number: 727-567-5877
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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