Darren Caris (CRD# 2400176) is an Investment Advisor Representative working at Caris Investment Partners in Encinitas, CA and has over 27 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Caris Investment Partners | Encinitas, CA | Sep 2019 - Current | 4 |
| Western Financial Corp | San Diego, CA | Aug 2018 - Sep 2019 | 1 |
| Caris Global Advisors | Encinitas, CA | Sep 2016 - Aug 2018 | 1 |
| Independent Investment Bankers Corp | Austin, TX | Nov 2015 - Sep 2016 | < 1 |
| Self Employed | Encinitas, CA | Nov 2013 - Nov 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2018 |
- CA
-
Total Assets Under Management55MILLIONS
-
Total Number of Accounts122ACCOUNTS
-
Average Account Value$453,973
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA
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