David Lam, financial advisor Encinitas CA

David Lam

CRD Number: 5052501
Current Firm: Focus Investment Advisors, Inc.

David Lam (CRD# 5052501) is an Investment Advisor Representative working at Focus Investment Advisors, Inc. in Encinitas, CA and has over 15 years of experience in the finance industry. David Lam has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Focus Investment Advisors, Inc. Encinitas, CA Nov 2018 - Current 3
Lpl Financial LLC Encinitas, CA Oct 2011 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2005
S66 NASAA Uniform Combined State Law Examination Dec 2006
Contact Info for David E. Lam
By the Numbers
  • Total Assets Under Management
    600
    MILLIONS
  • Total Number of Accounts
    148
    ACCOUNTS
  • Average Account Value
    $4,056,433
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, HI

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