Kai Swick (CRD# 7585373) is an Investment Advisor Representative working at Independent Financial Group, LLC in Encinitas, CA and has 1 year of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
Company Name | Location | Dates | Years |
---|---|---|---|
Solomon Retirement Services | Encinitas, CA | Jan 2023 - Current | 1 |
Independent Financial Group, LLC | Encinitas, CA | Jun 2022 - Current | 1 |
San Diego State University | San Diego, CA | Sep 2021 - May 2023 | 1 |
Solomon Wealth Management | Encinitas, CA | Jun 2022 - Jan 2023 | < 1 |
San Diego Tax And Financial | Carlsbad, CA | Jan 2019 - Jun 2022 | 3 |
Leucadia Pizza | Carlsbad, CA | Mar 2018 - Sep 2021 | 3 |
Full Time Student | Oceanside, CA | Jun 2017 - Sep 2021 | 4 |
Virgiluggi | Carlsbad, CA | Jan 2016 - Mar 2018 | 2 |
Full Time Student | Carlsbad, CA | Jun 2013 - May 2017 | 3 |
Land And Water | Carlsbad, CA | Dec 2014 - Jan 2016 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2023 |
- CA
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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