Thomas KeeCRD Number: 2369405
Current Firm: Equity Logic
Thomas Kee (CRD# 2369405) is an Investment Advisor Representative working at Equity Logic in Encinitas, CA and has over 29 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Equity Logic||La Jolla, CA||Aug 2010 - Current||12|
|Stock Traders Daily||La Jolla, CA||Jan 2000 - Current||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1993|
|S65||NASAA Investment Advisors Law Examination||Sep 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management9MILLIONS
Total Number of Accounts30ACCOUNTS
Average Account Value$286,667
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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