Thomas Moffett (CRD# 7803114) is an Investment Advisor Representative working at Olive Ridley Private Client Services LLC in Encinitas, CA and has 1 year of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Olive Ridley Private Client Services, LLC | Newport, RI | Aug 2023 - Current | < 1 |
| Anew, LLC | Houston, TX | Jun 2022 - Jul 2023 | 1 |
| Element Markets, LLC | Houston, TX | Sep 2017 - Jun 2022 | 4 |
| Shell Energy North America, LLC | San Diego, CA | May 2005 - Aug 2017 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2023 |
- CA
- MA
- RI
-
Total Assets Under Management1MILLIONS
-
Total Number of Accounts6ACCOUNTS
-
Average Account Value$230,948
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, MA, RI
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