Victor Nwaba, financial advisor Encino CA

Victor Nwaba

CRD Number: 7260100
Current Firm: Mwa Financial Services, Inc.

Victor Nwaba (CRD# 7260100) is an Investment Advisor Representative working at Mwa Financial Services, Inc. in Encino, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Mwa Financial Services Inc. Rock Island, IL Jun 2020 - Current 3
Modern Woodmen Of America Rock Island, IL Jul 2019 - Current 4
Shift Auto Sales Whittier, CA Jan 2018 - May 2019 1
Whittier College Whittier, CA Sep 2017 - May 2019 1
Unemployed Carson, CA May 2017 - Sep 2017 < 1
Academy Of Art University San Francisco, CA Aug 2016 - May 2017 < 1
Shoe Palace San Francisco, CA Feb 2016 - May 2017 1
College Of The Canyons Santa Claria, CA Aug 2014 - Jun 2016 1
Smart And Final Los Angeles, CA Jan 2012 - Jan 2015 3
Santa Monica College Sant Monica, CA Sep 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2020
S65 NASAA Investment Advisors Law Examination Oct 2021
Contact Info for Victor C. Nwaba
Phone Number: 309-558-3100
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    216
    MILLIONS
  • Total Number of Accounts
    1,432
    ACCOUNTS
  • Average Account Value
    $150,903
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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