Sarah Caruso (CRD# 5671553) is an Investment Advisor Representative working at Prudential Financial Planning Services in Englewood, CO and has over 13 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Englewood, CO | Jan 2018 - Current | 6 |
| Prudential Insurance Company Of America | Englewood, CO | Jan 2018 - Current | 6 |
| National Planning Holdings | Denver, CO | Dec 2015 - Oct 2017 | 1 |
| Jackson National Life Distributors LLC | Denver, CO | May 2011 - Nov 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
| S63 | Uniform Securities State Law Examination | Jan 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
- TX
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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