Liliane O'brien, financial advisor Erie PA
93 score

Liliane O'brien

CRD Number: 3068869
Current Firm: Securities America Advisors, Inc.

Liliane O'brien (CRD# 3068869) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Erie, PA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Erie, PA Nov 2013 - Current 3
Securities America Advisors, Inc. Erie, PA Nov 2013 - Current 3
Erie Bank Erie, PA Nov 2013 - Current 3
Lpl Financial Chardon, OH Aug 2012 - Aug 2013 1
Unemployed Erie, PA Nov 2011 - Aug 2012 < 1
Morgan Stanley Smith Barney Erie, PA Mar 2011 - Oct 2011 < 1
Waddell & Reed, Inc. Erie, PA Oct 2010 - Nov 2010 < 1
Larry Kozik Erie, PA Oct 2010 - Nov 2010 < 1
Unemployed Fairview, PA Aug 2010 - Oct 2010 < 1
Wachovia Securities Financial Network, Llc (11025) Concord, OH Dec 2007 - Aug 2010 2
Masters Consulting Group Of Wells Fargo Advisors/wachovia Se Chardon, PA Dec 2007 - Aug 2010 2
Wachovia Securities, Llc. (19616) Erie, PA Sep 2003 - Dec 2007 4
Wachovia Securities, LLC Erie, PA Sep 2003 - Dec 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2005
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Liliane N. O'brien
Phone Number: 402-399-9111
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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