William Rogers
CRD Number: 2237708
Current Firm: Ameriprise Financial Services, LLC
Compensation Model: Both
Why do clients like our approach? We start with questions instead of answers, including:
• What matters most to you?
• What experiences do you seek, or wish to avoid?
• What stands between where you are and the life you want to live?
• Does your retirement income plan account for changing tax brackets?
• Do you want an advisor who knows you and the markets?
As we get to know you, we apply our Confident Retirement® approach to address four key areas to help you enjoy a more confident life – in Augusta or across the country. This deep knowledge of our clients, and our unconditionally guaranteed fees, set us apart from typical advisors.
We help people concerned about creating reliable retirement income, tax-planning strategies and providing for the next generation. The Profile, Insights and How to Get Started tabs can show you who we are and how we help. Sign up for our newsletter or follow us on Facebook, LinkedIn and Twitter to receive insights and ideas you can use.
CRD# 2693083
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4316881
Stifel, Nicolaus & Company, Incorporated
CRD# 5101699
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Evans, GA | Mar 2020 - Current | 4 |
| Ameriprise Financial Services, Inc. | Evans, GA | Sep 2005 - Mar 2020 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
- TX
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Will Rogers may only conduct securities business with residents of states in which the advisor is properly registered. Please refer to FINRA's BrokerCheck website for a list of those states.
AR License #1344555
Client Satisfaction Rating: Each client has the opportunity to rate an advisor based on the client’s overall satisfaction with the advisor, on a scale of 1 to 5. The advisor’s Client Satisfaction Rating is an average of all client responses for that advisor within a rolling 24-month period, and is updated daily. There is no minimum number of responses required for an advisor to receive a rating.
Client experiences may vary, and working with any Ameriprise financial advisor is not a guarantee of future financial results. Investors should not consider the Client Experience Survey rating a substitute for their own research and evaluation of a financial advisor's qualifications. Not all clients may respond to these questions, and only clients with access to the Ameriprise Secure Client Site may submit a rating.
This information is authorized for use when preceded or accompanied by a current annuity prospectus. The prospectus contains detailed information regarding risks, fees, allocation options and other information regarding the annuity. Read the prospectus carefully before you purchase the annuity.
Please visit https://www.ameriprise.com/social for important rules and disclosures about how you and I can interact on social media.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
An Ameriprise Financial Franchise
The Confident Retirement approach is not a guarantee of future financial results.
Ameriprise Financial cannot guarantee future financial results.
Ameriprise Financial, Inc. and its affiliates do not offer tax or legal advice. Consumers should consult with their tax advisor or attorney regarding their specific situation.
Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.
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