Thomas Swigert (CRD# 1686025) is an Investment Advisor Representative working at Avantax Advisory Services in Evanston, IL and has over 36 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Advisory Services | Evanston, IL | Sep 1993 - Current | 30 |
| Avantax Insurance Agency, LLC | Evanston, IL | Jan 1988 - Current | 36 |
| Avantax Investment Services, Inc. | Evanston, IL | Sep 1987 - Current | 36 |
| Prime Focus, Inc. (an Illinois Corporati | Evanston, IL | Jul 1983 - Current | 40 |
| Swigert & Associates, Inc. (an Il. Corp. | Evanston, IL | Dec 1981 - Current | 42 |
| Swigert & Associates, Inc. | Evanston, IL | Dec 1981 - Current | 42 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1987 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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